Leslie Waddell Merritt

Current Employers

Employment History

• 01/2009 → 11/2023
  Fsc Securities Corporation
  Raleigh, NC
• 11/2023 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2009-02-09 → 2023-11-03
  Fsc Securities Corporation
  Raleigh, NC

Other Businesses

1. WHITLEY STREET ASSOCIATES LLC, POSITION: Other - Shareholder 50% in member-owned LLC NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 8221 Riley Hill Road, Zebulon NC 27597 DESCRIPTION: Passive owner. This LLC is also owned 50% with a long-term friend, Rick Rogers. There are the following types of real estate involved: farmland, rental duplex, and rental houses. 2. MERRITT WEALTH STRATEGIES & MERRITT WEALTH MANAGEMENT LTC, LLC, YES, 3356 SIX FORKS RD., RALEIGH, NC 27609, 2009, 160, 40, DBA FOR SECURITIES BUSINESS. 3. BANYON ROCK & TALENT, YES, 3356 SIX FORKS RD., RALEIGH, NC 27609, 2010, 0, 0, INSURANCE AGENT. 4. CPA; NON-INVESTMENT RELATED; 1014 N. ARENDELL AVE., ZEBLON, NC 27597; PRESIDENT; 11/2012; 120 HRS/ MONTH DURING SECURITIES TRADING HOURS; ACTIVE TAX CONSULTING, PREPARATION, ACCOUNTING SERVICES. 5. LESLIE W. & CHERYL MERRITT, JR. RENTAL PROPERTIES POSITION: sole proprietorship NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1986 ADDRESS: 9520 Car Kare Drive, Zebulon NC 27597 DESCRIPTION: Collect rents & maintain properties 6. C&L FAMILY LIMITED PARTNERSHIP POSITION: Managing partner NATURE: Partnership. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1403 S Lake Park Blvd., Carolina Beach NC 28428 DESCRIPTION: This is an FLP that holds real estate or investments and cash from the sale of the real estate. This instrument was designed as an estate planning vehicle for my wife and me. Manage real estate holdings for the family. 7. LESLIE MERRITT, INC., INCLUSIVE OF TAX AND QB GURU, TAX AND QB PROS, TAX AND QB EXPERTS& THE BALANCES. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2012 ADDRESS: 800 Park Offices Dr., Suite 3318, Research Triangle Park NC 27709 DESCRIPTION: Meet with clients as needed related to consulting projects (primarily estate planning or tax planning). Supervise staff as needed and required. This entity is an outgrowth (remains) of the CPA Practice sold a few years ago. No investment activity at all. Not a professional entity. The CPA hired (not me) to run and promote this entity is certified as a QuickBooks expert who does QB's (bookkeeping) and tax compliance work. Thus, the references to QB as part of the name. 8. RUBY BYRD HEIRS INVESTMENTS, LTD POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/28/1990 ADDRESS: 1403 S Lake Park Blvd, unit 504, Carolina Beach NC 28428, United States DESCRIPTION: This is the reporting entity for tax filings for the owners of an inherited farm that is rented to farmers. It does not own the underlying real estate. 9. LCDB, LLC POSITION: Member Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2011 ADDRESS: 1403 S Lake Park Blvd, Unit 504, Carolina Beach NC 28428, United States DESCRIPTION: This is the managing entity of C&L Family Limited Partnership. C&L Family Limited Partnership is a disclosed OBA. 10. BUNN ROAD PROPERTIES, LLC POSITION: Member Manager NATURE: LLC This LLC was created to hold raw land in Wake County for tax advantages and risk management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2025 ADDRESS: 1403 S Lake Park Blvd, Unit 504, Carolina Beach NC 28428, United States DESCRIPTION: Member Manager Property MGT - raw land. Other LLC members are Cheryl Merritt (Spouse) and friend Rick Rogers, who is not a client.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-05
• S63 Uniform Securities Agent State Law Examination
  1992-08-06