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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-07 |
| UT | RA | APPROVED | 2020-01-06 |
Branch Locations
75 W Towne Ridge Parkway, Tower 2, Suite 400, Sandy, UT 84070 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sandy | UT | 05/2015 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 01/2020 | Present |
1. 05/08/2015 - SPECTRA RETIREMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% - DRAPER, UT 2. 6/11/2020 - HUB International Investment Services, Inc. - Investment Related - Location/Address: N/A - Other-Accommodation Broker/Dealer - Started 01/03/2020 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 3. 6/11/2020 - HUB - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 01/03/2020 - 160 Hours Per Month During Securities Trading - HUB International has bought practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 4. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 7/6/2021 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2015 - 180 Hours Per Month During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 4/2015. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/6/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 1/1/2021 - 180 Hours Per Month - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-20 |
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