Gregory Harris Stein

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2023-03-17
PA	RA	APPROVED	2018-09-14
TX	RA	APPROVED	2018-09-14

NH RA
APPROVED

Since 2023-03-17
PA RA
APPROVED

Since 2018-09-14
TX RA
APPROVED

Since 2018-09-14

Branch Locations

1555 Bustard Road Suite 201, Lansdale, PA 19446 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rsm Us Wealth Management Llc	Blue Bell	PA	01/2006	09/2018
Advisory Services Network, Llc	Atlanta	GA	09/2018	Present

01/2006 → 09/2018

Rsm Us Wealth Management Llc

Blue Bell, PA
09/2018 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2006-05-17 → 2018-10-05

Choreo, Llc

King Of Prussia, PA

Blue Bell, PA

Blue Bell, PA

Blue Bell, PA
2000-09-08 → 2006-12-14

Mantas, Ohliger, Mcgary & Quinn Financial Advisors, Lp

King Of Prussia, PA

Other Businesses

1) PARTNER IN HINKLE, STEIN & ASSOCIATES, LLC, 369 CATTAIL COURT, PENNSBURG, PA. STARTED IN 2018. APPROX. 40 HOURS PER MONTH DEVOTED TO BUSINESS & APPROX 30 HOURS IS CONDUCTED DURING SECURITIES TRADING HOURS. 2) INSURANCE AGENT, INVESTMENT RELATED, INSURANCE SALES -LIFE, DISABILITY, WAYNE, PA, DUTIES: INSURANCE REVIEWS AND SALES, DEVOTE APPROX 2 HOURS PER MONTH ALL DURING TRADING HOURS. 3) TRUSTEE OF MICHAEL J. D'ARCANGELO TRUST SINCE 12/2021. DEVOTE 5 HOURS PER MONTH, 3 HOURS DURING TRADING HOURS. INVESTMENT RELATED ACTIVITY. 4) TRUSTEE OF FAMILY TRUSTS - IRA INGERMAN MARITAL TRUST, INGERMAN GRANDCHILDRENS TRUST, INGERMAN GRANTOR TRUST, INGERMAN GRANTOR TRUST II, EILEEN INGERMAN DYNASTY TRUST. START DATE 08/08/2021. TIME SPENT: 5 HOURS PER MONTH, NONE DURING TRADING HOURS. INVESTMENT RELATED ACTIVITY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-11-21
S65	Uniform Investment Adviser Law Examination	1997-12-02

S63 Uniform Securities Agent State Law Examination

2001-11-21
S65 Uniform Investment Adviser Law Examination

1997-12-02

Designations

Certified Financial Planner

Other Names

Gregg Stein

View on SEC IAPD