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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-21
  • NJ RA
    APPROVED
    Since 2017-06-21

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Sommerville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Sommerville NJ 03/2017 Present
Mass Mutual Life Insurance Company Sommerville NJ 07/2016 Present
  • 03/2017 → Present
    Sommerville, NJ
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Sommerville, NJ
Previous Registrations
  • 2005-11-28 → 2016-12-31
    Msi Financial Services, Inc.
    Cranford, NJ
    Cranford, NJ
    Cranford, NJ
    Fairfield, NJ
    Springfield, MA
    Springfield, MA
    New York, NY
    Princeton, NJ
  • 2002-05-03 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Other Businesses

Independent Insurance Agent from business address selling Disability,Fixed Annuities, P&C,Medicare Related Products - 3 sec hrs per week since 08/2015

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-11
S65 Uniform Investment Adviser Law Examination 2002-05-02
  • S63 Uniform Securities Agent State Law Examination
    2011-03-11
  • S65 Uniform Investment Adviser Law Examination
    2002-05-02
Other Names
  • Mike Sumi

View on SEC IAPD

Other Firms

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