Best Investors Account Sign in

Theodore Anthony Stanley

LPl Financial LLC

Houston, TX

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-07-25
TX RA APPROVED 2007-09-21
  • LA RA
    APPROVED
    Since 2022-07-25
  • TX RA
    APPROVED
    Since 2007-09-21

Branch Locations

15115 Park Row St. Suite 118, Houston, TX 77084 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 09/2007 Present
Previous Registrations
  • 2006-09-19 → 2007-05-11
    Secu Brokerage Services
    Houston, TX
    Lafayette, LA
  • 2004-06-25 → 2006-03-23
    The Woodlands, TX
    The Woodlands, TX
  • 2002-09-12 → 2003-01-14
    Banc One Securities Corporation
    The Woodlands, TX
Other Businesses

1. 09/19/2007: THOUGHTFUL BASKETS BY JOHANNE - 1% OF TIME SPENT - SMALL GIFT BASKET BUSINESS 2. 09/19/2007: FIVE POINT SOLUTIONS - NOT INV REL - BUSINESS OWNER - 1% OF TIME SPENT - CONSULTING: EMPLOYEE TRAINING AND DEVELOPMENT 3. 09/19/2007: ADVANCIAL INVESTMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 4. 05/10/2011: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - SELL INSURANCE PRODUCTS: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 5. 12/28/2020 - TownshipFuture - Not Investment Related - Home Based - Non-Profit Board Member - Start Date: 9/21/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Steering committee member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-11
S63 Uniform Securities Agent State Law Examination 1992-08-18
  • S66 Uniform Combined State Law Examination
    2000-10-11
  • S63 Uniform Securities Agent State Law Examination
    1992-08-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor