Shawn Edward Thomas

Current Employers

Employment History

• 05/2014 → 03/2017
  Metlife Securities
  Milwaukee, WI
• 03/2017 → 07/2017
  Mml Investors Services, Llc
  Milwaukee, WI
• 07/2017 → 07/2018
  Fsc Securities Corp
  Atlanta, GA
• 07/2018 → Present
  Lpl Financial, Llc
  Brookfield, WI
• 07/2018 → Present
  Freedom Wealth Alliance
  Brookfield, WI

Previous Registrations

• 2018-07-31 → 2023-12-12
  Freedom Wealth Alliance
  Brookfield, WI
• 2017-07-28 → 2018-08-03
  Fsc Securities Corporation
  Wawautosa, WI
  Milton, GA
  Wawautosa, WI
• 2017-03-25 → 2017-08-01
  Mml Investors Services, Llc
  Wauwatosa, WI
• 2014-10-22 → 2017-03-25
  Msi Financial Services, Inc.
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

1) 7.31.2018 - ACT IN FIDUCIARY CAPACITY - THOMAS, SHAWN E & KIM TRUST - 0% - 28430 JOANIE LANE, WATERFORD, WI 53185 2) 7.31.2018 - NON-VARIABLE INSURANCE TRAILS ONLY - GCG FINANCIAL HEALTH DIVISION - 1% - THREE PARKWAY NORTH STE 500, DEERFIELD, IL 3) 7.31.2018 - ACT IN A FIDUCIARY CAPACITY - SHAWN E THOMAS & KIM M THOMAS REVOACABLE TRUST - 0% - 28430 JOANIE LANE, WATERFORD, WI 53185 4) 7.31.2018 - DBA FOR LPL BUSINESS - FREEDOM WEATLH ALLIANCE - 100% - BROOKFIELD, WI 5) 7.31.2018 - NON-VARIABLE INSURANCE - WINDY CITY FINANCIAL PARTNERS - 20% - 2500 WEST HIGGINS RD STE 360, HOFFMAN ESTATES, IL 60169. 6) 12/19/2023 - Intrua Financial LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 100 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/25/2024 - Freedom Wealth Alliance - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 160 Hours Per Month/ 140 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-09-25
• S65 Uniform Investment Adviser Law Examination
  1998-12-01
• S63 Uniform Securities Agent State Law Examination
  1992-07-30

Other Names

• Shawn E Thomas