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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| CA | RA | APPROVED | 2020-11-02 |
Branch Locations
800 E Colorado Blvd, Pasadena, CA 91101 • United States
555 California St, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J S Paluch Company | Santa Fe Springs | CA | 09/2014 | 10/2018 |
| Allstate Insurance Co | Verdugo City | CA | 11/2015 | 01/2018 |
| Thrivent Investment Management Inc | Glendale | CA | 01/2018 | 09/2019 |
| Thrivent Financial | Appleton | WI | 02/2018 | 03/2018 |
| Thrivent Financial | Appleton | WI | 03/2018 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 09/2019 | Present |
| Bank Of America, N.A. | Pasadena | CA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-13 |
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