James Andrew Mcelroy

Current Employers

Employment History

• 05/2006 → Present
  Self Employment
  Los Alamitos, CA
• 06/2010 → Present
  Grove Point Investments, Llc
  Rockville, MD
• 08/2011 → Present
  Diversified Securities, Inc.
  Long Beach, CA
• 04/2021 → Present
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Seal Beach, CA
• 05/2025 → Present
  Lpl Financial Llc
  Seal Beach, CA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Long Beach, CA
  Rockville, MD
  Rockville, MD
  Seal Beach, CA
• 2010-06-08 → 2021-04-01
  Grove Point Investments, Llc
  Seal Beach, CA
• 2008-04-23 → 2008-06-05
  Private Equity Advisors, Inc.
  Irvine, CA
• 2007-11-20 → 2008-01-02
  Private Equity Advisors, Inc.
  Irvine, CA
• 2005-08-29 → 2007-11-15
  Eplanning Advisors Inc
  Moorpark, CA
• 2004-03-17 → 2004-08-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 2002-08-28 → 2003-05-07
  Cambridge Investment Research, Inc.
  San Francisco, CA
• 2000-08-16 → 2002-09-04
  Sunamerica Securities, Inc.
  Walnut Creek, CA

Other Businesses

JAMES MCELROY - INSURANCE SERVICES. POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 09/30/2014 ADDRESS: 1198 PACIFIC COAST HWY D208, SEAL BEACH CA 90740 DESCRIPTION: CLIENT INITIATED. REQUEST FOR A QUOTE ON A FIX ANNUITY, USUALLY LEVEL TERM, SET INTEREST RATE FOR TERM. ALSO CLIENT INITIATED, QUOTE REQUEST ON LIFE INSURANCE. THESE ARE RARE EVENTS, 4HRS PER MONTH. TRAINER, JAMES MCELROY POSITION: TRAINER NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 09/30/2014 ADDRESS: 1198 PACIFIC COAST HWY D208, SEAL BEACH CA 90740 DESCRIPTION: RESPONSIBLE FOR THE CARE, TRAINING, AND RACING OF HORSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1992-07-21