Edward P Diconza

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  New York, NY
• 08/2018 → Present
  City National Bank
  New York, NY

Other Businesses

1) THE LOUIS A GAETA MEMORIAL SCHOLARSHIP FUND; ADDRESS: NORTHLAKE BLVD PALM BEACH GARDENS, FL three, three, four, zero three; BUSINESS DESCRIPTION: EDUCATION SCHOLARSHIP PROGRAM; NOT INVESTMENT RELATED; START DATE: January One, nineteen ninety nine; CAPACITY: BOARD OF DIRECTORS; DUTIES: FUND RAISING; HOURS DEVOTED PER WEEK:zero point two five; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: zero 2) Name: Staples High School Girls Lacrosse Board, Westport CT Address: Staples High School North Ave Westport, CT zero six eight eight zero Business Description: Not for Profit Board for managing girls high school lacrosse program. Business is not investment related Projected Start Date: October ten twenty twenty Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Fund raising and non-financial consulting Devoted to this OBA per Month: zero ponit two five Hours Devoted to this OBA during business hours: zero

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-07-20

Other Names

• Edward Diconza