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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
| NJ | RA | APPROVED | 2015-02-05 |
Branch Locations
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
540 Crosspoint Parkway, Getzville, NY 14068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Getzville | NY | 02/2015 | 12/2016 |
| Citigroup Management Corp. | New York | NY | 01/2017 | Present |
FINRA Arbitration; Not investment-related; Syracuse, NY; Affiliation started 09/12/2018; Title: Non-Public Arbitrator; Duties: Serve on arbitration panel for FINRA disputes; During securities trading hours: 0-8 hours. This is case by case basis, hours could be more if assigned; Outside securities trading hours: 0-8 hours. This is case by case basis, hours could be more if assigned.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-11 |
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