Christopher Breed Walling

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial Llc
  Columbus, OH
• 08/2010 → Present
  Stratos Wealth Partners, Ltd
  Columbus, OH

Previous Registrations

• 2009-06-01 → 2009-08-05
  Morgan Stanley
  Dublin, OH
  Farmington Hills, MI
• 2001-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Farmington Hills, MI
  Tacoma, WA
  Dublin, OH
  Dublin, OH

Other Businesses

1. 7/15/2009 - [Date Rep was registered] - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 12/16/2009 - NO BUSINESS NAME - NOT INV REL - Author - NOT IME SPENT - Wrote a book at previous broker dealer entitled "Financial Strategies for Corporate Executives" 3. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 7/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 7/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/08/2010 - Stratos Wealth Partners - INV REL - Non-Variable Insurance - 10% TIEM SPENT - Selling individual and medicare insurance through united health care through the health and wealth planning initiative 5. 08/02/2011 - The Corporate Executive Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 6. 12/30/2013 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 5% TIME SPENT - I am an agent licensed with various carriers, conducting the sale and service of fixed insurance products, including fixed annuities, term insurance, universal insurance, whole life insurance, long term care insurance, disability insurance 7. 11/16/2015 - Stratos Wealth Partners Ltd. - INV REL - 300 e broad st. Columbus ohio 43215 - DBA for LPL Business (entity for LPL business) - START 08/13/2010 - 160 HOURS PER MONTH, 7 DURING TRADING. 8. 10/13/2023 - Vanbridge - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/20/2018 - 2 Hours Per Month/ During Securities Trading 9. 08/21/2024 - NIL Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 2 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-09
• S63 Uniform Securities Agent State Law Examination
  1993-07-13

Other Names

• Chris Walling
• Christopher B Walling