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CRD 2249801
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-24 |
| IN | RA | APPROVED | 2018-07-31 |
| MO | RA | APPROVED | 2018-07-25 |
| TX | RA | APPROVED_RES | 2018-07-25 |
Branch Locations
1122 Town And Country Crossing Dr , Town And Country, MO 63017-0607 • United States
5805 Chippewa St, Saint Louis, MO 63109 • United States
11600 Olive Blvd Ste A-3,, Saint Louis, MO 63141 • United States
5775 Suemandy Dr, Saint Peters, MO 63376 • United States
100 Clarkson Rd, Ellisville, MO 63011 • United States
2508 Green Mount Commons Dr, Belleville, IL 62221 • United States
7315 S Lindbergh Blvd, St Louis, MO 63125 • United States
8636 Olive Blvd, Saint Louis,, MO 63132 • United States
3081 Phoenix Center Dr, Washington , MO 63090 • United States
1314 Jeffco Blvd, Arnold, MO 63010 • United States
248 Havard Dr, Edwardsville, IL 62025 • United States
16895 County Road 24, Plymouth, MN 55447-1290 • United States
156 Eureka Towne Center Dr, Eureka, MO 63025 • United States
1610 Wentzville Pkwy, Wentzville, MO 63385 • United States
101 N Kirkwood Rd, Kirkwood, MO 63122 • United States
2007 S Lindbergh Blvd, Frontenac, MO 63131 • United States
8425 Lucas And Hunt Rd, Jennings, MO 63136 • United States
1 Brentwood Promenade Ct, Brentwood, MO 63144 • United States
16985 Chesterfield Airport Rd, Chesterfield, MO 63005 • United States
6535 N Illinois St, Fairview Heights, IL 62208 • United States
6690 Clayton Rd, Richmond Heights, MO 63117 • United States
12250 Manchester Rd, Des Peres, MO 63131 • United States
1990 Zumbehl Rd, Saint Charles, MO 63303 • United States
2204 Highway K, O Fallon, MO 63368 • United States
101 N Broadway, St Louis, MO 63102 • United States
7676 Forsyth Blvd, Saint Louis, MO 63105 • United States
75 W Lockwood Ave, Webster Groves, MO 63119-2948 • United States
190 Gravois Bluffs Cir, Fenton, MO 63026 • United States
2895 N Highway 67, Florissant, MO 63033 • United States
1 Brentwood Promenade Ct, Floor 01, Brentwood, MO 63144 • United States
3625 Page Blvd, St. Louis, MO 63113 • United States
8298 Old Highway N, O'FAllon, MO 63367 • United States
1704 Homer M Adams Pkwy, Alton, IL 62002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 03/2018 |
| Jp Morgan Securities, Llc | Indianapolis | IN | 07/2018 | 07/2019 |
| Jp Morgan Chase Bank, N.A. | Indianapolis | IN | 07/2018 | 07/2019 |
| Unemployed | Wildwood | MO | 04/2018 | 07/2018 |
| Td Ameritrade Investment Management, Llc | St. Louis | MO | 03/2018 | 03/2018 |
| Scottrade, Inc. | St. Louis | MO | 08/2013 | 03/2018 |
| Scottrade Investment Management | St. Louis | MO | 08/2013 | 03/2018 |
| Jp Morgan Chase Bank, N.A. | Wildwood | OH | 07/2019 | Present |
| Jp Morgan Securities Llc | Wildwood | OH | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-20 |
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