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Current Employers
Diversified Financial Advisors, Llc

14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-01-22
  • MO RA
    APPROVED
    Since 2014-01-22

Branch Locations

14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Financial Advisors, Llc Town & Country MO 06/1997 Present
Lpl Financial Llc Town & Country MO 09/2009 Present
Diversified Financial Advisors, Llc Town And Country MO 11/2013 Present
Other Businesses

(1) 10/21/2013 - DBA ONLY - DIVERSIFIED FINANCIAL ADVISORS, LLC - TOWN & COUNTRY, MO (2) 11/11/2013 - REAL ESTATE RENTAL - 1 RENTAL UNIT - 1% OF TIME SPENT - WENTZVILLE, MO (3) 01/09/2015 - DIVERSIFIED FINANCIAL ADVISORS, LLC - NON-VARIABLE INSURANCE - TIME SPENT 1 HOUR PER MONTH - TOWN & COUNTRY, MO (4) 09/27/2021 - Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/2014 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Diversified Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2014. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-26
S63 Uniform Securities Agent State Law Examination 2004-11-23
  • S65 Uniform Investment Adviser Law Examination
    2013-11-26
  • S63 Uniform Securities Agent State Law Examination
    2004-11-23

View on SEC IAPD

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