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14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-01-22 |
Branch Locations
14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Financial Advisors, Llc | Town & Country | MO | 06/1997 | Present |
| Lpl Financial Llc | Town & Country | MO | 09/2009 | Present |
| Diversified Financial Advisors, Llc | Town And Country | MO | 11/2013 | Present |
(1) 10/21/2013 - DBA ONLY - DIVERSIFIED FINANCIAL ADVISORS, LLC - TOWN & COUNTRY, MO (2) 11/11/2013 - REAL ESTATE RENTAL - 1 RENTAL UNIT - 1% OF TIME SPENT - WENTZVILLE, MO (3) 01/09/2015 - DIVERSIFIED FINANCIAL ADVISORS, LLC - NON-VARIABLE INSURANCE - TIME SPENT 1 HOUR PER MONTH - TOWN & COUNTRY, MO (4) 09/27/2021 - Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/2014 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Diversified Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2014. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-23 |
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