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Current Employers
Diversified Financial Advisors, Llc

14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-04-24
MO RA APPROVED 1997-08-23
  • TX RA
    APPROVED
    Since 2014-04-24
  • MO RA
    APPROVED
    Since 1997-08-23

Branch Locations

14323 South Outer Forty Drive, Suite 210 South, Town And Country, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Finanical Advisors, Llc Town & Country MO 06/1993 Present
Lpl Financial, Llc Town & Country MO 09/2009 Present
  • 06/1993 → Present
    Diversified Finanical Advisors, Llc
    Town & Country, MO
  • 09/2009 → Present
    Lpl Financial, Llc
    Town & Country, MO
Other Businesses

1. 8/13/2013: Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/15/2013: J. TRYBULA, INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - For accounting purposes only not held out to the public; provides consulting services to RIA Diversified Financial Advisors, LLC. 3. 10/22/2015: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/21/2015 - 1 Hours Per Month During Securities Trading. 4. 09/27/2021 - Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/2009 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Diversified Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2009. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-09
  • S63 Uniform Securities Agent State Law Examination
    1996-09-09
Designations

View on SEC IAPD

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