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Current Employers
Diversified Financial Advisors, Llc

14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-12-21
  • MO RA
    APPROVED
    Since 2021-12-21

Branch Locations

14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 10/2017 07/2018
Unemployed Weldon Spring MO 01/2017 09/2017
University Of Missouri Columbia MO 09/2016 01/2017
Lpl Financial Town And Country MO 08/2019 Present
Unemployed Weldon Spring MO 08/2018 11/2018
Diversified Financial Advisors, Llc Town And Country MO 12/2018 Present
  • 10/2017 → 07/2018
    Td Ameritrade
    St. Louis, MO
  • 01/2017 → 09/2017
    Unemployed
    Weldon Spring, MO
  • 09/2016 → 01/2017
    University Of Missouri
    Columbia, MO
  • 08/2019 → Present
    Lpl Financial
    Town And Country, MO
  • 08/2018 → 11/2018
    Unemployed
    Weldon Spring, MO
  • 12/2018 → Present
    Town And Country, MO
Other Businesses

1. 8/21/2019 - DBA for LPL Business (entity for LPL business) - DIVERSIFIED FINANCIAL ADVISORS LLC - Investment Related - Town and Country, MO 2. 09/10/2021 - Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/01/1998 - 173 Hours Per Month/173 Hours During Securities Trading - I provide investment advisory services through Diversified Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 03/1998. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13
Other Names
  • Brenden Heiland

View on SEC IAPD

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