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14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-12-21 |
Branch Locations
14323 South Outer Forty Rd Suite 210 South, Town And Country, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St. Louis | MO | 10/2017 | 07/2018 |
| Unemployed | Weldon Spring | MO | 01/2017 | 09/2017 |
| University Of Missouri | Columbia | MO | 09/2016 | 01/2017 |
| Lpl Financial | Town And Country | MO | 08/2019 | Present |
| Unemployed | Weldon Spring | MO | 08/2018 | 11/2018 |
| Diversified Financial Advisors, Llc | Town And Country | MO | 12/2018 | Present |
1. 8/21/2019 - DBA for LPL Business (entity for LPL business) - DIVERSIFIED FINANCIAL ADVISORS LLC - Investment Related - Town and Country, MO 2. 09/10/2021 - Diversified Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/01/1998 - 173 Hours Per Month/173 Hours During Securities Trading - I provide investment advisory services through Diversified Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 03/1998. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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