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William Ross Gorman

Corda Investment Management, LLC

Houston, TX

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Current Employers
Corda Investment Management, Llc

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-04

Branch Locations

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 01/2006 01/2021
Fisher Investments Plano TX 01/2021 03/2022
Corda Investment Management, Llc Houston TX 03/2022 Present
Previous Registrations
  • 2021-01-15 → 2022-03-14
    Fisher Investments
    Plano, TX
    Plano, TX
  • 2004-04-26 → 2021-01-11
    Td Ameritrade, Inc.
    Westlake, TX
    Plano, TX
    Fort Worth, TX
    Plano, TX
    Plano, TX
    Southlake, TX
  • 2006-05-16 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Plano, TX
    Plano, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-22
S63 Uniform Securities Agent State Law Examination 1992-06-19
  • S66 Uniform Combined State Law Examination
    2004-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-06-19
Other Names
  • Ross Groman
  • Ross Gorman
  • Gorman Ross William

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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