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Jonathan David Hoopes

LPl Enterprise, LLC

Plano, TX

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-22

Branch Locations

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lion Rock Ventures North America, Llc Flower Mound TX 02/2014 09/2024
Moraga Partners Llc Flower Mound TX 12/2014 09/2024
Avalon Securities, Ltd. Dallas TX 08/2016 10/2017
Ameriprise Financial Services Llc Plano TX 09/2024 07/2025
Lpl Enterprise Llc Plano TX 09/2025 Present
  • 02/2014 → 09/2024
    Lion Rock Ventures North America, Llc
    Flower Mound, TX
  • 12/2014 → 09/2024
    Moraga Partners Llc
    Flower Mound, TX
  • 08/2016 → 10/2017
    Avalon Securities, Ltd.
    Dallas, TX
  • 09/2024 → 07/2025
    Plano, TX
  • 09/2025 → Present
    Plano, TX
Previous Registrations
Other Businesses

1. 09/22/2025 - Moraga Analytics, LLC - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Flower Mound, TX - Start Date 12/18/2014 - 0hrs/MTH 0hrs/MTH During Trading 2. 09/22/2025 - Moraga Partners, LLC - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Flower Mound, TX - Start Date 12/18/2014 - 5hrs/MTH 0hrs/MTH During Trading 3. 09/22/2025 - Warner Springs Ag LLC - Business Owner - Non Inv Related - Hendrix, OK - Start Date 05/16/2022 - 10hrs/MTH 0hrs/MTH During Trading 4. 09/22/2025 - Lion Rock Ventures North America, LLC - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Flower Mound, TX - Start Date 10/14/2009 - 0hrs/MTH 0hrs/MTH During Trading 5. 09/22/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Flower Mound, TX - Start Date 09/03/2025 - 160hrs/MTH 160hrs/MTH During Trading 6. 09/22/2025 - JONATHAN DAVID HOOPES - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Flower Mound, TX - Start Date 09/03/2025 - 160hrs/MTH 160hrs/MTH During Trading 7. 06/25/2026 - Texas Toyota of Grapevine - Outside/W-2 Employment - Not Investment Related - Grapevine, TX - Start Date 06/24/2026 - 60 hours per month/ 16 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-18
S65 Uniform Investment Adviser Law Examination 2024-09-17
  • S63 Uniform Securities Agent State Law Examination
    2024-10-18
  • S65 Uniform Investment Adviser Law Examination
    2024-09-17
Other Names
  • Jonathan David Hoopes
  • Jonathan Hoopes

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