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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-17 |
| TX | RA | APPROVED | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Laguna Beach | CA | 07/2008 | 05/2024 |
| Lpl Financial Llc | Laguna Beach | CA | 05/2024 | Present |
1) 05/14/2024 - TMC WEALTH - Non-Variable Insurance -Selling: UL Life, Whole Life, Disability, Long Term Care and group health - Crump - CA 92651 - Investment related - 80 Hours per month - Start date: 12/01/1990.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-26 |
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