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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-04-17 |
| TX | RA | APPROVED_RES | 2011-01-07 |
| OH | RA | APPROVED | 2005-06-20 |
Branch Locations
5007 Horizons Drive, Columbus, OH 43220 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Columbus | OH | 06/2005 | Present |
LAGNIAPPE CATERING/OWNER/25 HRS. PER MONTH. Upper Arlington Football Association / 1650 Ridgeview Dr. Upper Arlington,Ohio 43220 / Association (e.g. Trade or Industry, Sport)/ Other UAFA is a non-profit organization that sole purpose is to support the Upper Arlington High School football program / My son is a captain for the 2019 season at Upper Arlington High School. UAFA is run by the captains' parents as they are elected each year. I will be the President of the organization. The basic activities are to support the UA football program. There are fundraising activities such as ad sales, mattress sales, etc. Most of the activities center around the logistics of feeding and transporting the team during the season. / Member of Board of directors / / I will be responsible for running board meetings, setting agendas, assigning tasks and general supervision of the organization / Start Date 1/31/2019 / Lagniappe LTD. / 4849 Stonehaven Dr.ColumbusOH43220 / Partnership / This is a passive LLC that will be used to purchase real estate for personal use / Our intent is to use this LLC for real estate purchases for personal use. / My wife and I are 50% owners and will make all decisions in Lagniappe LTD / 5/12/2022 P.N Estate, Mandeville LA United States-70448, My godmother & cousin, would like me to be the Executor of her estate in the event of her death. She is currently re-dong her Will, This will be a personal estate. It will be an estate when she passes, Officer, Executor, start date-10/1/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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