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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-16 |
| MO | RA | APPROVED | 2003-08-29 |
Branch Locations
1 Mid Rivers Mall Dr Ste 258, Saint Peters, MO 63376 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | St. Charles | MO | 05/2009 | Present |
POWER OF ATTORNEY FOR SISTER; INVESTMENT RELATED; ST PETERS, MO; START DATE 10/2004; 0 HRS PER MONTH. TRUSTEE OF 401K FOR SELF; INV. RELATED; ST CHARLES, MO; START DATE 3/2017; 1 HR PER MONTH; 0 HRS DURING TRADING. SMITH MUNDWILLER SECURITIES LLC; INV. RELATED; ST. CHARLES, MO; START DATE 2003; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ADMINISTER ALL REQUIRED INFORMATION FOR REPORTING. CO-TRUSTEE FOR SISTER'S TRUST; INV. RELATED; TROY, MO; START DATE 2/25/2022; 0 HRS PER MONTH. CO-TRUSTEE FOR SISTER'S TRUST; INV. RELATED; ST. PETERS, MO; START DATE 2/25/2022; 0 HRS PER MONTH. CO-TRUSTEE FOR COUSIN'S TRUST; INV. RELATED; BALLWIN, MO; START DATE 2/25/2022; 0 HRS PER MONTH. CO-TRUSTEE FOR COUSIN'S TRUST; INV. RELATED; WILDWOOD, MO; START DATE 2/25/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
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