Joseph Luis Duarte

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 07/2020
  J.P Morgan Securities Inc.
  New York, NY
• 10/2010 → 07/2020
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 07/2020 → 04/2023
  First Republic Securities Company, Llc
  New York, NY
• 07/2020 → 04/2023
  First Republic Investment Management, Inc.
  New York, NY
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 04/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-09-15 → 2023-05-01
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
  New York, NY
• 2011-09-21 → 2020-08-05
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

*550409 - 10 Ohio, LLC; Investment related: Yes; Port Washington, New York; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 6; Property Management (3) 220 14th St. LLC / Key Colony Beach, FL / Non-Investment Related / Single Purpose Entity formed to buy a vacation home in Key Colony Beach, FL / Member / Start 07-April-2022 / I will have no duties and I am not the Managing Member. / 0 Hours each month / 0 During trading hours. *617648 - 35 E. 38th St. LLC; Investment Related - Yes; Sands Point, New York; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 6; Property Management. *647710- French Star, LLC; Investment related: Yes; Port Washington, New York; Restaurant/Bar/Nightclub; Managing Member of a single member LLC(proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 0; LLC formed for the sole purpose of investing in L'EToile French restaurant as a passive investor with no managerial responsibility

Exams

• S66 Uniform Combined State Law Examination
  2011-09-20
• S63 Uniform Securities Agent State Law Examination
  1993-02-22

Other Names

• Jose Luis Duarte
• Joseph L Duarte
• Joe Duarte