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125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-14 |
| NY | RA | APPROVED | 2025-02-04 |
Branch Locations
Sudbury, MA • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-04 |
| PA | RA | APPROVED | 2025-02-04 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Sudbury, MA • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-04 |
| NY | RA | APPROVED | 2025-02-04 |
| PA | RA | APPROVED | 2025-02-04 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Sudbury, MA • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-04 |
Branch Locations
Sudbury, MA • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putman Investment Management | Andover | MA | 02/2007 | 01/2025 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | 01/2025 |
| Putnam Retail Management | Andover | MA | 02/2007 | 07/2024 |
| Federated Hermes Inc. | Pittsburgh | PA | 01/2025 | Present |
| Federated Securities Corp. | Pittsburgh | PA | 01/2025 | Present |
| Federated Investment Counseling | Pittsburgh | PA | 01/2025 | Present |
| Federated Global Investment Management Corp | New York | NY | 01/2025 | Present |
| Mdt Advisers, A Division Of Federated Mdta Llc. | Boston | MA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-08 |
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