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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-29
CT RA APPROVED 2022-01-05
MT RA APPROVED 2021-09-20
CA RA APPROVED 2018-07-18
RI RA APPROVED 2018-07-17
NJ RA APPROVED 2016-10-24
FL RA APPROVED 2007-12-01
MA RA APPROVED 2006-02-15
  • NH RA
    APPROVED
    Since 2022-09-29
  • CT RA
    APPROVED
    Since 2022-01-05
  • MT RA
    APPROVED
    Since 2021-09-20
  • CA RA
    APPROVED
    Since 2018-07-18
  • RI RA
    APPROVED
    Since 2018-07-17
  • NJ RA
    APPROVED
    Since 2016-10-24
  • FL RA
    APPROVED
    Since 2007-12-01
  • MA RA
    APPROVED
    Since 2006-02-15

Branch Locations

365 Boston Post Rd Suite 201A, Sudbury, MA 01776 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Financial Services Sudbury MA 12/2001 Present
Lasalle St. Securities, L.L.C. Elmhurst IL 12/2005 Present
Lasalle St. Investment Advisers, Llc Sudbury MA 12/2005 Present
  • 12/2001 → Present
    Fisher Financial Services
    Sudbury, MA
  • 12/2005 → Present
    Lasalle St. Securities, L.L.C.
    Elmhurst, IL
  • 12/2005 → Present
    Lasalle St. Investment Advisers, Llc
    Sudbury, MA
Previous Registrations
Other Businesses

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; Successor Trustee on Brother's Family Trust Account;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-26
  • S63 Uniform Securities Agent State Law Examination
    1991-03-26

View on SEC IAPD

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