William Thomas Spencer

Current Employers

Employment History

• 01/2007 → 11/2018
  Signator Investors, Inc.
  Sudbury, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Sudbury, MA

Previous Registrations

• 2007-01-22 → 2018-11-02
  Signator Investors, Inc.
  Sudbury, MA
• 2006-07-03 → 2006-12-31
  John Hancock Distributors Llc
  Boston, MA
  Boston, MA

Other Businesses

1. SPENCER FINANCIAL, LLC POSITION: Partner/ Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2007 ADDRESS: 327A Boston Post Road, Sudbury MA 01776, United States DESCRIPTION: Partner of Spencer Financial, LLC (management of business) Financial Advisor provide guidance to clients. 2. INSURANCE BROKERAGE, AGENT / BPFG POSITION: Broker, Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2009 ADDRESS: 327A Boston Post Road, Sudbury MA 01776, United States DESCRIPTION: Insurance brokerage and sales, Life, Annuities, DI, LTC 3. THE SUDBURY FOUNDATION POSITION: Trustee/Board Member NATURE: Private Charitable Foundation I am a Trustee of the Foundation Board. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/15/2020 ADDRESS: 326 Concord Road, Sudbury MA 01776, United States DESCRIPTION: Trustee, approve grants in excess of $1.4M annually to a broad range of nonprofit organizations and to promising college students with financial need. I will NOT have sole disbursement authority and will be a voting member or the board. 4. LINCOLN SUDBURY YOUTH LACROSSE POSITION: Board Member (Director) NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 24 Blueberry Hill Lane, Sudbury MA 01776, United States DESCRIPTION: Member or the Board of Directors, Attend Board meetings. Help with youth lacrosse league organization and planning. 5. SPENCER FINANCIAL, LLC - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2009 ADDRESS: 327A Boston Post Road, Sudbury MA 01776, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and non-variable insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-28
• S63 Uniform Securities Agent State Law Examination
  2005-09-19

Designations

Other Names

• William Thomas Spencer
• Bill Spencer