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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-07-08
CO RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
  • NH RA
    APPROVED
    Since 2025-07-08
  • CO RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

New Boston, NH • United States

327 A Boston Post Rd, Sudbury, MA 01776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 06/2016 04/2017
Signator Investors Inc Sudbury MA 04/2017 11/2018
Osaic Wealth, Inc. Sudbury MA 11/2018 Present
  • 06/2016 → 04/2017
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 04/2017 → 11/2018
    Signator Investors Inc
    Sudbury, MA
  • 11/2018 → Present
    Sudbury, MA
Previous Registrations
  • 2018-01-26 → 2018-11-02
    Signator Investors, Inc.
    Sudbury, MA
    Andover, MA
Other Businesses

GENX FINANCIAL LLC POSITION: Junior Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: GenX Financial is the LLC that facilitates payroll and benefits for Innovative Financial Group employees SPENCER FINANCIAL, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 04/18/2019 ADDRESS: 327A Boston Post, Sudbury MA 01776, United States DESCRIPTION: I am an employee of Spencer Financial, LLC under advisors Samuel Baldwin and William Spencer, III. I receive a salary for my services and on any sales on securities and insurance. SPENCER FINANCIAL, LLC - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/22/2018 ADDRESS: 327A Boston Post Rd, Sudbury MA 01776, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-31
S63 Uniform Securities Agent State Law Examination 2016-07-30
  • S65 Uniform Investment Adviser Law Examination
    2017-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-07-30
Designations
Other Names
  • Daniel Stephen Enos
  • Daniel Stephen Enos

View on SEC IAPD

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