Samuel Britton Baldwin

Current Employers

Employment History

• 02/2005 → 11/2018
  Signator Investors, Inc.
  Andover, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Sudbury, MA

Previous Registrations

• 2005-03-18 → 2018-11-02
  Signator Investors, Inc.
  Sudbury, MA
  Sudbury, MA

Other Businesses

1. SPENCER FINANCIAL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/25/2005 ADDRESS: 327A Boston Post Road, Sudbury MA 01776, United States DESCRIPTION: Sales of life, annuities, ltc, and group insurance products 2. BROKER - HEALTH AND GROUP POSITION: Agent NATURE: Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/28/2009 ADDRESS: 327A Boston Post Road, Sudbury MA 01776, United States DESCRIPTION: Health and Group benefit sales. 3. PIMCO ADVISORY BOARD POSITION: PIMCO Advisory Board Member NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2024 ADDRESS: PIMCO Advisory Board 650 Newport Center Drive, Newport Beach CA 92660, United States DESCRIPTION: participating in quarterly zoom meetings and one annual board meeting at PIMCO headquarters. offering feedback to PIMCO on advisor best practices. 4. SPENCER FINANCIAL, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2005 ADDRESS: 327A Boston Post Rd, Sudbury MA 01776, United States DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-14
• S63 Uniform Securities Agent State Law Examination
  2000-03-16

Designations