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Steven Jay Rothenberg

Focus Partners Wealth, LLC

Boca Raton, FL

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-19
  • FL RA
    APPROVED
    Since 2019-06-19

Branch Locations

5100 Town Center Circle, Tower Ii Suite 150, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steinberg Global Asset Management Ltd Boca Raton FL 03/2015 04/2019
The Colony Group, Llc Boca Raton FL 05/2019 Present
  • 03/2015 → 04/2019
    Steinberg Global Asset Management Ltd
    Boca Raton, FL
  • 05/2019 → Present
    The Colony Group, Llc
    Boca Raton, FL
Previous Registrations
  • 2015-06-09 → 2019-05-31
    Steinberg Global Asset Management Ltd
    Boca Raton, FL
  • 2015-06-11 → 2016-03-29
    Sg Select
    Boca Raton, FL
  • 2006-02-23 → 2015-03-09
    Carl Domino Inc.
    West Palm Beach, FL
  • 2005-10-10 → 2005-12-16
    Cypress Capital Group
    Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-28
S63 Uniform Securities Agent State Law Examination 1992-07-09
  • S65 Uniform Investment Adviser Law Examination
    2005-09-28
  • S63 Uniform Securities Agent State Law Examination
    1992-07-09

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL

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