Anthony John Mercuri

Current Employers

Employment History

• 10/2002 → Present
  Ta-Check Financial Ltd.
  Willoughby Hills, OH
• 08/2007 → 02/2018
  Sii Investments, Inc.
  Parma, OH
• 02/2018 → Present
  Lpl Financial Llc
  Willoughby Hills, OH

Previous Registrations

• 2026-07-01 → 2026-07-27
  Intrua Financial
  Willoughby Hills, OH
• 2023-01-24 → 2026-06-16
  Ta-Check Financial Ltd.
  Willoughby Hills, OH
• 2017-11-30 → 2022-12-31
  Ta-Check Financial Ltd.
  Willoughby Hills, OH
• 2007-08-10 → 2018-02-14
  Sii Investments, Inc.
  Willoughby Hills, OH
  Parma, OH
  Appleton, WI
  Appleton, WI
  Parma, OH
  Parma, OH
  Appleton, WI
• 2002-10-31 → 2007-10-19
  Ta-Check Financial Ltd.
  Parma, OH
• 2001-09-24 → 2007-08-09
  Fsc Securities Corporation
  Parma, OH
  Parma, OH

Other Businesses

2. 02/14/2018 - TA-CHECK FINANCIAL - Investment Related - Tax Prep/Accounting/CPA. 3. 02/14/2018 - HOLY NAME HIGH SCHOOL - Not Investment Related - Outside/W-2 Employment - Football Coach. 4. 03/19/2018 - TA-CHECK FINANCIAL LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 02/14/2018 - I provide investment advisory services through TA Check Financial LTD, an independent investment advisor firm. I started this business activity in 02/14/2018. I expect to spend approximately [hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 07/15/2019 - Mercuri Wealth Management - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:09/05/2017 - 80 hrs/mo - 30 hrs during trading. 7. 12/17/2024- Vault Financial Group, LLC - DBA for LPL Business (entity for LPL business)- Tax prep is also done from this branch. Insurance services, Life/Health/LTC - Inv. Related- At reported business locatoin(s)- 40hr per mth/during trading 8. 12/20/2024- 5515 Pearl, LLC - Real Estate Rental- Owner of office Bldg- Inv. Related- Parma, OH- start date 1/1/2025- 5hrs per mth/ during trading 9. 12/20/2024- Vault Tax Services, LLC - Tax Prep/Accounting/CPA- owner - Inv. Related- Parma, OH- start date 1/1/2205- 10hrs per mth/during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-12-18