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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| TN | RA | APPROVED | 2011-09-23 |
Branch Locations
480 Neal Street Suite 101, Cookeville, TN 38501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2011 | Present |
| Maple Cross Wealth Management | Cookeville | TN | 09/2011 | Present |
1. Sole Owner, MapleCross Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 09/23/2011, 100% of time spent during business hours, Conducted at branch location; Investment related. 2. Fixed Insurance Sales under the name MapleCross Wealth Management, LLC; as of 09/02/2011, 4% of time spent during business hours, Conducted at branch location; Investment related. 3. Owner, Buffalo Valley Farms, LLC, a private entity established to manage personal farm equipment and property; Located in Buffalo Valley, TN; As of 10/01/12; Approximately 5% time spent during securities trading hours per month; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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