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James Michael Dehority

Td Capital Management LLC

Memphis, TN

CRD 2245401

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Employer firm

Td Capital Management LLC CRD 106125

$1.24B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Td Capital Management Llc

5100 Poplar Avenue Suite 2904, Memphis, TN 38137-1400 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-08-07
  • TN RA
    APPROVED
    Since 2018-08-07

Branch Locations

5100 Poplar Avenue, Memphis, TN 38137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Capital Management Memphis TN 08/2018 Present
Dearborn Capital Markets Germantown TN 05/2016 01/2017
J. Michael Dehority, Cpa Germantown TN 01/1986 Present
  • 08/2018 → Present
    Td Capital Management
    Memphis, TN
  • 05/2016 → 01/2017
    Dearborn Capital Markets
    Germantown, TN
  • 01/1986 → Present
    J. Michael Dehority, Cpa
    Germantown, TN
Other Businesses

(1)CPA - TAX RETURNS - J. Michael DeHority, CPA - Sole Proprietor/Preparer of tax returns - non-investment related - 2922 Mallard Lane, Germantown, TN 38138 - approximately 50 hours per month. (2)EMARS, INC. - SECRETARY/TREASURER/ Board Chairman - NON-INVESTMENT RELATED WEB BASED SERVICE COMPANY THAT DOES BUSINESS WITH U.S. GOVERNMENT - 5 HRS PER MONTH DEVOTED TO BUSINESS - 2922 Mallard Lane, Germantown, TN 38138

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S66 Uniform Combined State Law Examination
    2017-09-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25

View on SEC IAPD

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