Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-04
  • TX RA
    APPROVED
    Since 2019-10-04

Branch Locations

11211 Katy Freeway, Suite 290, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Judy Lullo, Cfp Houston TX 01/1989 Present
Fsc Securities Corporation Houston TX 04/2008 10/2019
Lullo & Assoicates, Llc Houston TX 05/2008 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 01/1989 → Present
    Judy Lullo, Cfp
    Houston, TX
  • 04/2008 → 10/2019
    Fsc Securities Corporation
    Houston, TX
  • 05/2008 → Present
    Lullo & Assoicates, Llc
    Houston, TX
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2008-04-25 → 2019-10-11
    Fsc Securities Corporation
    Milton, GA
    Houston, TX
  • 1997-07-10 → 2008-05-01
    Austin, TX
    Houston, TX
    Houston, TX
    Kingwood, TX
Other Businesses

1) JUDY A LULLO, 11211 KATY FREEWAY SUITE 290 HOUSTON TX, 05/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 8 HR/MO 1 HR/MO TRADING 2) JUDY A LULLO, 11211 KATY FREEWAY SUITE 290 HOUSTON TX, 06/2010, AGENT, NOTARY, NIR, 1 HR/MO 0 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) NETTWORTH FINANCIAL GROUP, 11211 KATY FREEWAY SUITE 290 HOUSTON TX, 05/2008, IAR, DBA, INV REL, 40 HR/MO 30 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-22
  • S63 Uniform Securities Agent State Law Examination
    1992-07-22
Designations
Other Names
  • Judy Wilde Lullo
  • Judy A Wilde

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor