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Frank Eugene Nemeth

Newedge Advisors

Arlington Heights, IL

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-20
IL RA APPROVED 2021-12-01
  • IN RA
    APPROVED
    Since 2025-08-20
  • IL RA
    APPROVED
    Since 2021-12-01

Branch Locations

131 Wing Street, Arlington Heights, IL 60005 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Skokie IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Skokie IL 11/2016 12/2021
Lpl Financial, Llc Arlington Heights IL 12/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Skokie, IL
  • 11/2016 → 12/2021
    Wells Fargo Clearing Services, Llc
    Skokie, IL
  • 12/2021 → Present
    Lpl Financial, Llc
    Arlington Heights, IL
Previous Registrations
  • 2008-01-01 → 2021-12-06
    Wells Fargo Clearing Services, Llc
    Skokie, IL
    Deerfield, IL
  • 2001-01-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Skokie, IL
    St. Louis, MO
    Skokie, IL
Other Businesses

1) 9/2021 - DBA for LPL Business (entity for LPL business) - Providence Private Wealth - Investment Related - Arlington Heights, IL 60005

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1992-07-14
  • S66 Uniform Combined State Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-07-14

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
CITIGROUP GLOBAL MARKETS INC.
EDWARD JONES
ARLINGTON WEALTH MANAGEMENT
&PARTNERS
BALDWIN FINANCIAL ADVISORS, LLC
EQUITABLE ADVISORS, LLC

Other Investors

Paul C Nielsen
Benjamin C Asper
DEREK M BRASE
Steve Richenberger
Glen G Mikolajczak
Lyle T. Berkson
ARUNA SRIRAM
GANDY PIERRE LOUIS

Other Offices

J.P. MORGAN SECURITIES LLC · Arlington Heights, IL
J.P. MORGAN SECURITIES LLC · ARLINGTON HTS, IL
J.P. MORGAN SECURITIES LLC · Arlington Heights, IL
LPL FINANCIAL LLC · ARLINGTON HEIGHTS, IL
CITIGROUP GLOBAL MARKETS INC. · ARLINGTON HEIGHTS., IL
EDWARD JONES · ARLINGTON HEIGHTS, IL
ARLINGTON WEALTH MANAGEMENT · ARLINGTON HEIGHTS, IL
EDWARD JONES · ARLINGTON HEIGHTS, IL

More in Arlington Heights, IL

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