Efrain Sanchez

Current Employers

Employment History

• 03/2011 → 12/2017
  National Planning Corporation
  Santa Monica, CA
• 12/2009 → 03/2026
  Self Employed
  Los Angeles, CA
• 01/2018 → 05/2024
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2018 → 05/2024
  Cetera Investment Advisers Llc
  Pasadena, CA
• 01/2018 → 05/2024
  East West Bank
  Pasadena, CA
• 03/2026 → Present
  Cetera Advisors
  Greenwood Village, CO
• 03/2026 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Cetera Invesment Advisers, Llc
  Schaumburg, IL
• 03/2026 → Present
  Del Sol Financial & Income Tax, Llc
  Los Angeles, CA
• 03/2026 → Present
  Adlas Enterprises, Llc
  Los Angeles, CA

Previous Registrations

• 2018-01-19 → 2024-05-17
  Cetera Investment Advisers Llc
  Pasadena, CA
• 2014-01-15 → 2018-01-02
  National Planning Corporation
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: DEL SOL FINANCIAL & INCOME TAX, LLC INVESTMENT RELATED: NO ADDRESS: LOS ANGELES, CA NATURE OF BUSINESS: TAX PREPARATION SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: TAX PREPARER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION FOR SMALL BUSINESS. 2. NAME OF OTHER BUSINESS: ADLAS ENTERPRISES, LLC INVESTMENT RELATED: NO ADDRESS: LOS ANGELES, CA NATURE OF BUSINESS: DUPLEX RENTAL PROPERTY START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: HANDLE LEASING, REPAIRS, TENANT QUESTIONS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-08