Stephen Thomas Snow

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Raleigh, NC
• 11/2016 → 09/2020
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 10/2020 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 10/2020 → Present
  Southern Bank And Trust
  Raleigh, NC

Previous Registrations

• 2013-11-08 → 2020-10-06
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
  Knightdale, NC
  Wendell, NC
  Raleigh, NC
• 2001-03-06 → 2013-11-11
  First Citizens Investor Services, Inc.
  Louisburg, NC
  Wilson, NC

Other Businesses

1.) Southern Bank. Yes, investment related. Started Jan 2024. Financial Advisor Referral Program. 1% increase in grid payout if meet referral goal. Refer business to Southern Bank partners.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-01
• S63 Uniform Securities Agent State Law Examination
  1992-07-30

Other Names

• Steve Snow