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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED_RES | 2015-05-18 |
| ME | RA | APPROVED | 2015-05-15 |
Branch Locations
129 Middle St Ste #200, Portland Maine (Id), ME 04101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Portland | ME | 05/2015 | Present |
NAME & ADDRESS: Sugarloaf Mountain Hotel Ski Condo 5092 Access Rd Carabassett Valley, ME 04947 NATURE OF ENTITY: Own a condo in the Sugarloaf Mountain Hotel that my wife and I rent out for income RESPONSIBILITIES IN ROLE: Hotel rents the property 12 months out of the year. We receive 60% of the income and we have no responsibilities. HOURS DEVOTED: Zero time
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-22 |
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