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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2021-06-07

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Livingston, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Inc. New York NY 03/2009 04/2021
Jpmorgan Chase Bank, N.A. New York NY 10/2010 04/2021
Ubs Financial Services, Inc. New York NY 04/2021 Present
  • 03/2009 → 04/2021
    J.P Morgan Securities Inc.
    New York, NY
  • 10/2010 → 04/2021
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2021 → Present
    New York, NY
Previous Registrations
Other Businesses

Estate of A R.NJUnited States,ExecutorOtherEstate accountI am the named executor of my fathers Estate.,Legally appointed representative for managing deceased person (my father)'s estate.Start date 3/20/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-21
  • S63 Uniform Securities Agent State Law Examination
    2006-02-21
Other Names
  • Scott Rappaport

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