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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2012-08-27 |
| TX | RA | APPROVED | 2012-08-24 |
Branch Locations
875 Dakota Ave S Ste 1, Huron, SD 57350 • United States
3801 S Kiwanis Ave, Suite #4 [Office Of Convenience], Sioux Falls, SD 57105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Huron | SD | 08/2012 | Present |
FIELDSTONE GROUP LLC, INV RELATED, HURON, SD, 50% OWNERSHIP, START 10/1/2005, ONE HOUR PER MONTH, ZERO DURING TRADING, COMMERCIAL REAL ESTATE. NOTARY PUBLIC, INV RELATED, SOUTH DAKOTA, BEADLE, HURON, START: 1/2009. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; ABERDEEN, SD; START DATE 10/8/2015; MINIMAL TIME SPENT. PERSONAL REPRESENTATIVE FOR MOTHER AND FATHER IN LAW, INV RELATED, HURON, SD, START 9/24/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING. AVAIL WEALTH MANAGEMENT, LLC, INVT RELATED, HURON, SD, 50% OWNERSHIP, START DATE 8/24/2012, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR AVAIL WEALTH MANAGEMENT 401K, INV RELATED, HURON, SD, START: 1/1/2013, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; RENTAL PROPERTY, INV RELATED, HURON, SD, 100% OWNERSHIP WITH SPOUSE, START: 6/15/2022, 1 HR/MONTH, 0 HRS DURING TRADING, RESIDENTIAL TOWNHOUSE. POLE SHED RENTAL SPACE, INVT RELATED, HURON, SD, 100% OWNERSHIP, START DATE 11/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME FROM POLE SHED SPACE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-13 |
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