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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-04 |
Branch Locations
1849 Green Bay Rd Ste 200, Highland Park, IL 60035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Chicago | IL | 01/1999 | 10/2016 |
| Metlife Securities Inc. | Chicago | IL | 01/2015 | 10/2016 |
| Msi Securities Inc. | Buffalo Grove | IL | 10/2016 | 11/2016 |
| Bankers Life Securities | Chicago | IL | 02/2017 | 08/2017 |
| Unemployed | Chicago | IL | 11/2016 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Highland Park | IL | 08/2017 | 06/2019 |
| Wells Fargo Advisors Financial Network, Llc | Highland Park | IL | 06/2019 | Present |
VOICE AUTOMATION INC, NOT INVT RELATED, CHICAGO, IL, 100% OWNERSHIP BY SPOUSE, CHECK SIGNER, START DATE 10/1/2019, 10 HRS PER MONTH, 0 HRS DURING TRADING, ADMINISTRATIVE DUTIES AND CHECK SIGNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-06 |
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