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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-09 |
| NJ | RA | APPROVED | 2004-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Freehold | NJ | 11/1991 | Present |
| Bank Of America,Na | Freehold | NJ | 11/2009 | Present |
I*39646 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GRAEME PRESTON FOUNDATION FOR LIFE INVESTMENT RELATED: N ADDRESS OF BUSINESS: FREEHOLD, NEW JERSEY 7728 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 39531 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERSEEING THE OPERATIONS OF THE NON-PROFIT FOUNDATIPON ESTABLISHED IN MY NEPHEWS MEMORY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-31 |
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