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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-07 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • USA
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc | New York | NY | 07/2008 | 07/2017 |
| Hsbc Bank Usa, National Association | New York | NY | 07/2017 | 03/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 07/2017 | 10/2025 |
| Hsbc Bank Usa, N.A. | New York | NY | 03/2022 | 10/2025 |
| Flagstar Bank, N.A. | New York | NY | 10/2025 | 01/2026 |
| Flagstar Advisors/Flagstar Bank, N.A. | New York | NY | 01/2026 | Present |
1.) Flagstar Bank, N.A.. - Not Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as Regional Market Executive, Executive Vice President; Started 10-20-25; Full time employment. 2.) Secure Storage LLC - Not investment related; 640 Lafferty Lane, Dover 19901; Passive Investor/Limited Partner in commercial real estate property; Started July 2006; 0 hours dedicated during working hours 3.) KP Realty LLC - Not investment related; 222 South Dupont Hwy, Dover DE 19901; Passive Investor/Limited Partner in commercial real estate property; Started August 2012; 0 hours dedicated during working hours 4.) 1482 Dover LLC - Not investment related; 222 South Dupont Hwy, Dover, DE 19901; Passive Investor; Started in 2012; 0 hours dedicated during working hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-05 |
| S65 | Uniform Investment Adviser Law Examination | 1995-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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