William David Bertran

Employer firm

Van Diest Capital CRD 334743

$144M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Webster City Community Schools
  Webster, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → 11/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 11/2025 → Present
  Van Diest Capital
  Webster City, IA

Previous Registrations

• 2018-11-02 → 2025-11-26
  Osaic Wealth, Inc.
  Webster City, IA
  Rochester, MN
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Webster City, IA
  Rochester, MN
• 2007-08-29 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Webster City, IA
  Webster City, IA

Other Businesses

1. DAWSON & BERTRAN INVESTMENT ADVISORS POSITION: insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/1991 ADDRESS: 522 2nd Street Suite #1, Webster City IA 50595, United States DESCRIPTION: Fixed Insurance Agent 2. MISSIONARY ALLIANCE CHURCH POSITION: Elder NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 501 3RD STREET, PO BX 17, BLAIRSBURG IA 50034, United States DESCRIPTION: general spiritual oversight and welfare of the congregation. 3. DAWSON & BERTRAN RENTALS POSITION: owner NATURE: Real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 522 2nd Street Suite #1, Webster City IA 50595, United States DESCRIPTION: owner 4. VDC Accounting, LLC; William is a minority owner and Partner in the firm but spends no time working on this activity.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-14
• S63 Uniform Securities Agent State Law Examination
  1992-08-11

Other Names

• Bill Bertran