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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2003-10-22 |
| WV | RA | APPROVED | 1998-01-01 |
Branch Locations
710 Central Avenue, Barboursville, WV 25504 • United States
Barboursville, WV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Barboursville | WV | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Barboursville | WV | 03/2020 | Present |
Real Estate Ownership; Commercial; 710 Central Ave. Barboursville,WV 25504, ,; ; . Business Ownership; Herndon and Associates; Practice operations specialist; Operations Company of the legal entity; 710 Central Ave, , Barboursville, WV, 25504; Investment-Related; 12/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Herndon & Associates; Owner; ; 710 Central Ave, , Barboursville, WV, 25504; Investment-Related; 12/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours / NSQ; Financial Advisor; Managing Advisor Business; 216 Macfadden Dr, , Gisonia , PA, 15044; Not Investment-Related; 02/19/2020; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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