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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
WV RA APPROVED 2009-08-19
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • WV RA
    APPROVED
    Since 2009-08-19

Branch Locations

5075 Us Route 60, Barboursville, WV 25504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Barboursville WV 08/2009 Present
Raymond James Financial Services Advisors, Inc Barboursville WV 08/2009 Present
Jones, Monk And Ranson, Llc Charleston WV 09/2009 05/2016
Jones, Monk And Ranson, Llc Charleston WV 09/2009 06/2018
  • 08/2009 → Present
    Raymond James Financial Services
    Barboursville, WV
  • 08/2009 → Present
    Barboursville, WV
  • 09/2009 → 05/2016
    Jones, Monk And Ranson, Llc
    Charleston, WV
  • 09/2009 → 06/2018
    Jones, Monk And Ranson, Llc
    Charleston, WV
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-05
  • S63 Uniform Securities Agent State Law Examination
    1983-01-05

View on SEC IAPD

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