Larry Alan Rodes

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Raymond James Financial Services
  Barboursville, WV
• 03/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Barboursville, WV

Previous Registrations

• 1998-01-26 → 2011-03-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntington, WV
  Huntington, WV

Other Businesses

(1)Name of Business: M&R Financial Inc. Address: 5075 US Route 60 , Barboursville, WV, 25504, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 03/21/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in Sub S corporation used to receive and distribute Raymond James compensation.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-17