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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-08-08
  • WV RA
    APPROVED
    Since 2024-08-08

Branch Locations

1300 Riverview Dr, Barboursville, WV 25504 • United States

725 Chestnut Str, Kenova, WV 25530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greater Huntington Parks & Recreation Huntington WV 04/2012 07/2017
Lincoln Financial Securities Corporation Kenova WV 09/2014 08/2017
Concourse Financial Group Securities Inc Kenova WV 08/2017 06/2024
(Dba) Kent Wealth Management Llc Kenova WV 09/2018 12/2023
Lp Financial Llc Kenova WV 08/2024 Present
  • 04/2012 → 07/2017
    Greater Huntington Parks & Recreation
    Huntington, WV
  • 09/2014 → 08/2017
    Lincoln Financial Securities Corporation
    Kenova, WV
  • 08/2017 → 06/2024
    Concourse Financial Group Securities Inc
    Kenova, WV
  • 09/2018 → 12/2023
    (Dba) Kent Wealth Management Llc
    Kenova, WV
  • 08/2024 → Present
    Lp Financial Llc
    Kenova, WV
Previous Registrations
  • 2017-09-01 → 2024-06-20
    Concourse Financial Group Securities, Inc.
    Kenova, WV
    Huntington, WV
    Kenova, WV
    Birmingham, AL
  • 2014-09-30 → 2017-09-13
    Osaic Fs, Inc.
    Kenova, WV
  • 2008-02-05 → 2008-06-27
    J.J.B. Hilliard, W.L. Lyons, Llc
    Charleston, WV
  • 2007-09-24 → 2008-01-31
    Chase Investment Services Corp.
    Charleston, WV
  • 2005-12-06 → 2007-07-13
    Huntington, WV
Other Businesses

1) 07/31/2024 - Insurance Sales - Non-Variable Insurance - Investment related - 40 Hours per month - Start date: 06/24/2024. 2) 07/31/2024 - James Kent Tennis - Coach/Fitness/Sports/Referee - WV, 25701 - Non investment related - 24 Hours per month - Start date: 07/01/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-19
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S66 Uniform Combined State Law Examination
    2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11

View on SEC IAPD

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