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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-17 |
| CA | RA | APPROVED | 2023-06-27 |
| FL | RA | APPROVED | 2012-11-05 |
| TX | RA | APPROVED_RES | 2012-11-05 |
Branch Locations
1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States
El Cerrito, CA • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Aventura | FL | 11/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-16 |
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