William Michael Coffey

Current Employers

Employment History

• 04/2009 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
• 11/2009 → 09/2020
  Bank Of America, N.A.
  Frederick, MD
• 09/2020 → Present
  Rs Will Wealth Management
  Frederick, MD
• 09/2020 → Present
  Kestra Investment Services, Llc
  Frederick, MD
• 09/2020 → Present
  Kestra Advisory Services, Llc
  Frederick, MD

Previous Registrations

• 2009-04-24 → 2020-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
• 2006-04-24 → 2009-05-14
  Citigroup Global Markets Inc.
  Gaithersburg, MD
  New York, NY
  Gaithersburg, MD

Other Businesses

Name: RS Will Wealth Management LLC Investment Related: Yes Address: 154 A north market street Frederick MD 21701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Senior advisor / partner Start Date: 9/4/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide advice and guidance Name: Kestra advisory services LLC Investment Related: Yes Address: 5707 southwest parkway bud 2 suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior advisor partner Start Date: 9/11/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide advice and guidance Name: William Coffey & Mark Mayer Investment Related: No Address: 10600 Whiskey Road Ijamsville MD 21754 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 4/13/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pay ongoing monthly expenses of properties owned. At this time it is one property Name: Putnam Homes LLC Investment Related: No Address: 8814 Yellow Springs Road Frederick MD 21702 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/30/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None, investor Name: MCM PRIVATE CAPITAL, LLC POSITION: passive investor NATURE: passive investment INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 154 A North Market St, Frederick MD 21701 DESCRIPTION: none - file appropriate tax returns and regulatory info Name: RS WILL HOLDINGS LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 154 A North Market St, Frederick MD 21701 DESCRIPTION: Duties will be nominal after closing. Entity will have outside bookkeeper, property manager, leasing agent and accountant. responsibilities will include occasionally coordinating and directing above tasks. Name: JOANNA COFFEY REVOCABLE LIVING TRUST POSITION: co-trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/26/2021 ADDRESS: 10600 WHISKEY RD, IJAMSVILLE MD 21754, United States DESCRIPTION: None, it is a REVOCABLE living Trust that holds our joint assets

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-12-28

Designations

Other Names

• William Michael Coffey