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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2011-09-30 |
Branch Locations
373 Collins Rd. Ne Suite 214, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Cedar Rapids | IA | 09/2011 | Present |
Platinum Advisory Group. 373 Collins Rd. NE, Cedar Rapids, IA 52402. Is investment related. Nature of business is insurance and investments. Relationship with other business is tenant of office space. Started 10/1/10. Approx 40 hrs/month during security trading hrs. Duties are selling investment and insurance as a financial consultant// Ernberger Financial. 165 Morgan Ct. Cedar Rapids, IA 52411. Is investment related. Nature of business is an S-Corp. Relationship with other business is owner. Started 10/1/10. Approx 40 hrs/month during security trading hrs. Duties are as S-Corp owner// House rental. 2100 W Lemon Tree Pl #70. Chandler, AZ 85224/ 5639 J St. SW Cedar Rapids, IA 52404 // 2536 Linwood St. SW Cedar Rapids, IA 52404. Not investment related. Nature of business is rental property. Position is owner. Started 1/1/2020. Approx 1 hour/month on business, none during security trading hrs. Duties are as owner of rental property.// Platinum Advisory Group. 373 Collins Rd. NE, Suite 214. Cedar Rapids, A 52402. Is investment related. Nature of business is insurance and annuities. Position is agent. Started 7/1/23. Approx 1-2 hours/month spent on business, wth 1-2 hrs during security trading hours. Duties are offering insurance and fixed annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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