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Rochelle Marie Henry Ernberger

Nations Financial Group, Inc.

Cedar Rapids, IA

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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2011-09-30
  • IA RA
    APPROVED
    Since 2011-09-30

Branch Locations

373 Collins Rd. Ne Suite 214, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nations Financial Group, Inc. Cedar Rapids IA 09/2011 Present
Previous Registrations
  • 2006-02-17 → 2011-10-28
    Vinton, IA
    Amana, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Marion, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
Other Businesses

Platinum Advisory Group. 373 Collins Rd. NE, Cedar Rapids, IA 52402. Is investment related. Nature of business is insurance and investments. Relationship with other business is tenant of office space. Started 10/1/10. Approx 40 hrs/month during security trading hrs. Duties are selling investment and insurance as a financial consultant// Ernberger Financial. 165 Morgan Ct. Cedar Rapids, IA 52411. Is investment related. Nature of business is an S-Corp. Relationship with other business is owner. Started 10/1/10. Approx 40 hrs/month during security trading hrs. Duties are as S-Corp owner// House rental. 2100 W Lemon Tree Pl #70. Chandler, AZ 85224/ 5639 J St. SW Cedar Rapids, IA 52404 // 2536 Linwood St. SW Cedar Rapids, IA 52404. Not investment related. Nature of business is rental property. Position is owner. Started 1/1/2020. Approx 1 hour/month on business, none during security trading hrs. Duties are as owner of rental property.// Platinum Advisory Group. 373 Collins Rd. NE, Suite 214. Cedar Rapids, A 52402. Is investment related. Nature of business is insurance and annuities. Position is agent. Started 7/1/23. Approx 1-2 hours/month spent on business, wth 1-2 hrs during security trading hours. Duties are offering insurance and fixed annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-16
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S65 Uniform Investment Adviser Law Examination
    2006-02-16
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Other Names
  • Rochelle Marie Henry
  • Shelly Henry
  • Rochelle Marie Ernberger
  • Rochelle Marie Henryernberger

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