David Matthew Ferman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Df Internet Properties
  South Salem, NY
• 02/2011 → 07/2022
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 07/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2022 → Present
  Wells Fargo Clearing Services, Llc
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-02-11 → 2022-07-14
  Morgan Stanley
  New York, NY
• 2000-03-02 → 2011-02-14
  Chase Investment Services Corp.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York City, NY

Other Businesses

DF INTERNET PROPERTIES LLC, NOT INV RELATED, SOUTH SALEM, NY, 100% OWNERSHIP, START 10/17/2006, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, WEBSITE DEVELOPMENT COMPANY HOLDING SPORTS COLLECTIBLES SITES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-09
• S63 Uniform Securities Agent State Law Examination
  1992-06-16