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Rafael Reynoso

Charles Schwab & Co., Inc.

Jersey City, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-03
  • NJ RA
    APPROVED
    Since 2022-10-03

Branch Locations

30 Hudson Street Floor 23, Jersey City, NJ 07302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 01/2009 06/2024
Charles Schwab & Co., Inc. Jersey City NJ 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-28
S63 Uniform Securities Agent State Law Examination 1992-06-09
  • S65 Uniform Investment Adviser Law Examination
    2008-04-28
  • S63 Uniform Securities Agent State Law Examination
    1992-06-09
Designations
Other Names
  • Rafael Francisco Reynoso
  • Rafael Reynoso

View on SEC IAPD

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